// AIF COMPLIANCE INFRASTRUCTURE

COMPLIANCE MADE EASY

// COMPTRACK AUTOMATES EVERY SEBI, RBI & TAX
    COMPLIANCE OBLIGATION ACROSS YOUR
    ENTIRE AIF PORTFOLIO.

Trusted by forward-thinking teams
60%Reduction in
Processing Time
90%Improvement in
Deadline Adherence
50%Reduction in
Manual Errors
3Regulators
Covered
Cat I–IIIAll AIF
Categories

AIF COMPLIANCE
IS BROKEN.

Backoffice firms still juggle SEBI deadlines across spreadsheets, email threads, and shared drives—managing Category I, II & III AIFs with no unified system. One missed filing can mean regulatory penalties, damaged client trust, and audit failures.

Fragmented workflows Missed SLAs Manual errors No audit trail Siloed teams

EVERYTHING YOUR
COMPLIANCE TEAM
NEEDS.

ZERO MISSED DEADLINES

Every AIF compliance obligation — SEBI, RBI, Income Tax, PMLA — tracked, assigned, and monitored in one place. SLA breach alerts fire before regulators do.

SLA Tracking Auto-escalation Real-time Alerts
SEBI

Intelligent Compliance Calendar

Auto-populated deadlines for every AIF category. Monthly for Cat III, quarterly for Cat I & II. Customisable SLAs, multi-channel reminders, and real-time SLA breach alerts—so nothing slips through.

Cat I · II · III SLA Tracking Smart Reminders

Kanban Workflow Engine

Drag filings through every stage — Draft → Internal Review → Client Review → Ready → Completed. Stage guards enforce compliance, nothing gets skipped.

5 Stages Role Guards

Secure Document Vault

Version-controlled document management with virus scanning. Upload, compare, approve — every file traceable from draft to regulatory archive.

Version Control Virus Scan
RBI

Immutable Audit Trail

Every action — every status change, every document upload, every approval or rejection — is cryptographically logged, timestamped, and exportable for regulatory audits. Full SEBI, RBI & Income Tax coverage.

Cryptographic Logs Export to PDF/Excel Full Timeline View

Multi-Tenant Architecture

One platform, multiple backoffice firms. Tenant-isolated data, granular RBAC for Admins, Members, Fund Managers, Trustees, and Auditors.

Tenant Isolation RBAC

Real-Time Analytics

KPI dashboards tracking on-time filing rates, SLA adherence trends, and team productivity. Identify bottlenecks before they become breaches.

Live Dashboards SLA Trends

FROM ONBOARDING
TO FILED — IN ONE
PLATFORM.

Onboard Your AIF Clients

Add clients, configure fund vehicles (Category I, II, or III), and the compliance calendar auto-populates — monthly, quarterly, and annual obligations, all pre-loaded.

Assign & Manage Tasks

Your backoffice team picks up filings on the Kanban board, uploads documents, and moves cards through stages. Stage guards ensure every step is validated before progressing.

Fund Manager Reviews & Approves

Fund managers get a secure client portal to review, compare versions, approve or reject with structured feedback — no email chains, no confusion.

Export & Submit to Regulator

Generate a bulk ZIP package — cover letter, checklists, and organized document folders — ready for direct upload to SEBI/RBI portals. Mark as submitted and auto-archive.

BUILT FOR EVERY
STAKEHOLDER IN
THE AIF ECOSYSTEM.

Backoffice Admin

Total Portfolio Visibility

Cross-client compliance dashboards, SLA breach alerts, team access management, and advanced analytics — everything you need to run a tight compliance operation.

Backoffice Member

Focused Task Management

Your personal Kanban view, assigned filings, document upload tools, and request management — built for high-output compliance professionals.

Fund Manager

Streamlined Approvals

A clean client portal showing exactly what needs your attention. Review documents, compare versions, approve or reject with a single click.

Trustee / Auditor

Oversight Without Friction

Read-only access to real-time compliance status, filing history, and downloadable audit reports. Fulfil your oversight obligations with confidence.

EVERY REGULATOR.
ONE PLATFORM.

SEBI

Quarterly & Monthly AIF Reporting, Registration, Valuations, Disclosures, Audits

RBI

FEMA Compliance, Foreign Inflows/Outflows, ODI/FPI Reporting via Form InVi

Income Tax

ITR Filing, TDS Compliance, Form 64C/64D Pass-Through Taxation

PMLA / KYC

Anti-money laundering compliance, KYC documentation, investor onboarding

READY TO END
COMPLIANCE CHAOS?

Join compliance teams building a more reliable, auditable, and scalable AIF practice with Comptrack.

Purpose-built for Indian AIF regulations. No credit card required for a demo.